| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2015-04-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-01-05 | 2015-04-01 |
| Rep | 證券交易 | 2009-07-02 | 2015-04-01 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2003-12-31 |
| Rep | 就證券提供意見 | - | 2003-12-31 | |
| Rep | 提供自動化交易服務 | - | 2003-12-31 | |
| Rep | 證券交易 | - | 2003-12-31 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2003-12-31 |
| Rep | 期貨合約交易 | - | 2003-12-31 |