| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2019-05-08 | 2022-06-30 |
| Rep | 證券交易 | 2019-05-08 | 2022-06-30 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2019-02-12 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-13 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-07-13 | 2019-02-12 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2009-07-13 | 2011-12-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2005-09-02 | 2009-04-21 |
| Rep | 證券交易 | 2005-09-02 | 2009-04-21 |