| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | 證券交易 | 2023-10-16 | - |
| Rep | 提供資產管理 | 2023-10-09 | - | |
| Capstone Investment Advisors (HK) Limited | RO | 提供資產管理 | 2023-07-07 | 2023-07-14 |
| Rep | 提供資產管理 | 2022-07-28 | 2023-07-07 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期貨合約交易 | 2019-08-12 | 2022-06-30 |
| Rep | 證券交易 | 2019-08-12 | 2022-06-30 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2019-05-08 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-05-15 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2008-05-15 | 2019-05-08 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2008-05-15 | 2011-12-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2005-08-31 | 2008-02-07 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2005-08-31 | 2008-02-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2005-08-31 | 2008-02-07 |
已採集記錄中暫無金管局登記。