| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2011-10-24 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-06-04 | 2011-10-24 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-06-04 | 2011-10-24 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2010-06-04 | 2011-10-24 |