| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-06-10 | 2014-06-26 |
| Rep | 證券交易 | 2013-06-10 | 2014-06-26 | |
| QUEST STOCKBROKERS (HK) LIMITED | Rep | 證券交易 | 2013-05-22 | 2013-05-27 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2012-11-09 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-10-27 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2010-10-27 | 2012-11-09 |
| Rep | 證券交易 | 2010-10-27 | 2012-11-09 |