| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Linkriver Capital Management Limited | RO | 提供資產管理 | 2018-05-18 | - |
| WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED | RO | 就證券提供意見 | 2015-07-16 | 2017-05-31 |
| Rep | 提供資產管理 | 2014-02-28 | 2017-05-31 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2013-11-14 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-04-04 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-04-04 | 2013-11-14 |