| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | - |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-05-15 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-05-15 | - |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2006-05-15 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-21 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-21 | |
| Rep | 證券交易 | 2003-04-01 | 2003-08-21 |