| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2022-11-22 | - |
| Rep | 期貨合約交易 | 2022-11-22 | - | |
| Rep | 證券交易 | 2022-11-22 | - | |
| CMB International Global Markets Limited | Rep | 就證券提供意見 | 2022-08-25 | 2022-10-26 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-10-12 | 2022-10-26 |
| CMB International Global Markets Limited | Rep | 證券交易 | 2021-10-12 | 2022-10-26 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2021-10-12 | 2022-10-26 |
| Rep | 證券交易 | 2021-10-12 | 2022-10-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-06-17 | 2021-08-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-08-22 | 2021-08-20 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2014-08-22 | 2021-08-20 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2014-08-15 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-06-27 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2011-06-27 | 2014-08-15 |
| Rep | 證券交易 | 2011-06-27 | 2014-08-15 |
已採集記錄中暫無金管局登記。