| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Acmys Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2019-04-04 | 2023-07-24 |
| RO | 提供資產管理 | 2019-04-04 | 2023-07-24 | |
| Mirae Asset Capital (China) Limited | Rep | 就證券提供意見 | 2014-09-12 | 2018-12-31 |
| Rep | 提供資產管理 | 2014-09-12 | 2018-12-31 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2011-09-15 | 2014-09-05 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-01-11 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-01-11 | 2014-09-05 |