| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2017-03-13 | 2017-06-19 |
| RO | 就證券提供意見 | 2006-12-27 | 2012-09-06 | |
| Rep | 就證券提供意見 | 2006-09-20 | 2006-12-27 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-06-29 | 2006-07-29 |
| RO | 就證券提供意見 | 2005-07-04 | 2006-07-29 | |
| Rep | 就證券提供意見 | 2003-12-09 | 2005-07-04 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2003-05-16 |
| Rep | 就證券提供意見 | - | 2003-05-16 | |
| Rep | 提供資產管理 | - | 2003-05-16 | |
| Rep | 證券交易 | - | 2003-05-16 |