| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 證券交易 | 2023-01-10 | - |
| Rep | 證券交易 | 2022-08-31 | 2023-01-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2020-04-16 | 2022-05-11 |
| Rep | 證券交易 | 2020-04-15 | 2022-05-11 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 提供自動化交易服務 | 2019-10-22 | 2020-04-14 |
| RO | 證券交易 | 2019-10-22 | 2020-04-14 | |
| Rep | 提供自動化交易服務 | 2014-10-29 | 2019-10-22 | |
| Rep | 證券交易 | 2014-10-29 | 2019-10-22 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2012-10-22 | 2014-07-21 |
| Rep | 提供自動化交易服務 | 2009-12-17 | 2014-07-21 | |
| Rep | 證券交易 | 2009-12-17 | 2014-07-21 |