| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2009-11-26 | 2015-11-30 |
| Rep | 證券交易 | 2006-06-01 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2005-09-29 | 2006-04-14 |
| CLSA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-18 | |
| Rep | 證券交易 | 2003-04-01 | 2005-09-27 |