| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Clarity Investment Partners Limited | RO | 提供資產管理 | 2017-09-26 | - |
| Oneday Asset Management Limited | Rep | 提供資產管理 | 2014-10-28 | 2017-06-30 |
| DL SECURITIES (HK) LIMITED | Rep | 證券交易 | 2013-08-05 | 2014-08-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2010-07-12 | 2011-11-18 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2008-11-14 | 2010-07-01 |
| Rep | 證券交易 | 2008-11-14 | 2010-07-01 | |
| Vision Capital Investment Management Limited | Rep | 就證券提供意見 | 2008-01-25 | 2008-04-30 |
| Rep | 提供資產管理 | 2004-09-21 | 2008-04-30 | |
| Rep | 證券交易 | 2004-09-21 | 2008-04-30 |