| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2017-03-08 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-08-20 | 2014-12-06 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 證券交易 | 2014-08-20 | 2014-12-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-08-20 | 2014-12-06 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2010-04-21 | 2014-07-04 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2010-04-21 | 2011-12-30 |
已採集記錄中暫無金管局登記。