| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2025-12-09 | - |
| RO | 證券交易 | 2025-12-09 | - | |
| Rep | 就證券提供意見 | 2025-09-17 | 2025-12-09 | |
| Rep | 證券交易 | 2025-09-17 | 2025-12-09 | |
| CR Wealth and Asset Management Limited | RO | 就證券提供意見 | 2024-12-19 | 2025-09-01 |
| RO | 證券交易 | 2024-12-19 | 2025-09-01 | |
| China Renaissance Broking Services (Hong Kong) Limited | RO | 證券交易 | 2020-10-23 | 2025-09-01 |
| China Renaissance Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2020-10-23 | 2025-09-01 |
| RO | 證券交易 | 2020-10-23 | 2025-09-01 | |
| China Renaissance Broking Services (Hong Kong) Limited | Rep | 證券交易 | 2019-11-27 | 2020-10-23 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-04-09 | 2020-10-23 |
| Rep | 證券交易 | 2018-03-14 | 2020-10-23 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2017-01-25 | 2018-01-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自動化交易服務 | 2009-11-26 | 2015-11-30 |
| Rep | 證券交易 | 2007-09-04 | 2016-11-04 |
已採集記錄中暫無金管局登記。