| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-03-02 | - |
| RO | 期貨合約交易 | 2026-03-02 | - | |
| RO | 證券交易 | 2026-03-02 | - | |
| Rep | 就證券提供意見 | 2026-01-06 | 2026-03-02 | |
| Rep | 期貨合約交易 | 2026-01-06 | 2026-03-02 | |
| Rep | 證券交易 | 2026-01-06 | 2026-03-02 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2011-01-10 | 2015-07-10 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 證券交易 | 2008-10-29 | 2011-12-30 |