| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI RESEARCH LIMITED | RO | 就證券提供意見 | 2010-07-20 | 2012-12-31 |
| BOCI ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2008-11-04 | 2012-12-31 |
| BOCI ASIA LIMITED | RO | 證券交易 | 2006-04-25 | 2012-12-31 |
| BOCI SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2005-10-06 | 2012-12-31 |
| RO | 期貨合約交易 | 2005-10-06 | 2012-12-31 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期貨合約提供意見 | 2004-11-17 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2004-09-08 | 2012-12-31 |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 期貨合約交易 | 2004-02-24 | 2011-09-30 |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2004-02-24 | 2012-12-31 |