| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Enhanced Securities Limited | RO | 就機構融資提供意見 | 2020-03-02 | 2022-07-21 |
| XinKong International Asset Management Limited | Rep | 提供資產管理 | 2016-02-04 | 2017-04-07 |
| XinKong International Securities Limited | Rep | 就證券提供意見 | 2016-02-04 | 2017-04-07 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-11-18 | 2015-11-03 |
| DBS ASIA CAPITAL LIMITED | Rep | 就證券提供意見 | 2007-06-15 | 2007-07-26 |
| Rep | 證券交易 | 2007-06-15 | 2007-07-26 | |
| Rep | 就機構融資提供意見 | 2007-05-16 | 2007-07-26 | |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就機構融資提供意見 | 2005-09-15 | 2007-04-22 |