| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2009-09-18 | 2025-06-12 |
| Rep | 證券交易 | 2009-09-18 | 2025-06-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2007-09-24 | 2008-12-10 |
| Rep | 就機構融資提供意見 | 2007-08-24 | 2008-12-10 | |
| Rep | 證券交易 | 2007-08-24 | 2008-12-10 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2004-05-17 | 2007-08-16 |
| Rep | 證券交易 | 2004-05-17 | 2007-08-16 |