| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2024-06-21 | 2025-02-07 |
| RO | 證券交易 | 2024-06-21 | 2025-02-07 | |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2024-06-21 | 2025-02-07 |
| BOCI ASIA LIMITED | Rep | 證券交易 | 2021-01-14 | 2024-06-21 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2021-01-14 | 2024-06-21 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-11-08 | 2024-06-21 |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | RO | 就期貨合約提供意見 | 2009-01-09 | 2010-08-20 |
| RO | 就證券提供意見 | 2009-01-09 | 2010-08-20 | |
| RO | 提供資產管理 | 2007-03-01 | 2010-08-20 |