| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-03-18 | 2014-06-30 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2013-03-18 | 2016-08-09 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-08-01 | 2013-02-20 |
| Rep | 證券交易 | 2011-08-01 | 2013-02-20 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-08-01 | 2016-08-09 |
| Rep | 證券交易 | 2011-08-01 | 2016-08-09 |