| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2023-05-18 | 2024-07-12 |
| RO | 證券交易 | 2023-05-18 | 2024-07-12 | |
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2023-05-18 | 2024-07-12 |
| RO | 證券交易 | 2023-05-18 | 2024-07-12 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-11-02 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2009-11-02 | 2023-05-18 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2009-08-06 | 2023-05-18 |
| Rep | 證券交易 | 2009-08-06 | 2023-05-18 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2009-08-06 | 2023-05-18 |
| Rep | 就證券提供意見 | 2008-04-16 | 2009-07-01 |