| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-01-08 | 2015-10-17 |
| Rep | 證券交易 | 2010-01-08 | 2015-10-17 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-01-08 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2010-01-08 | 2015-10-17 |
| Rep | 就證券提供意見 | 2005-01-04 | 2015-10-17 |