| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2023-03-24 | - |
| RO | 證券交易 | 2023-03-24 | - | |
| Rep | 就機構融資提供意見 | 2022-11-21 | 2023-03-24 | |
| Rep | 證券交易 | 2022-11-21 | 2023-03-24 | |
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2019-05-22 | 2022-11-04 |
| RO | 證券交易 | 2019-05-22 | 2022-11-04 | |
| Rep | 就機構融資提供意見 | 2019-02-22 | 2019-05-22 | |
| Rep | 證券交易 | 2019-02-22 | 2019-05-22 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2018-11-05 | 2019-01-25 |
| RO | 就機構融資提供意見 | 2012-09-11 | 2019-01-25 | |
| Rep | 就機構融資提供意見 | 2012-08-08 | 2012-09-11 | |
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2011-09-26 | 2012-07-01 |
| Rep | 證券交易 | 2005-07-20 | 2011-08-26 | |
| Rep | 就機構融資提供意見 | 2005-07-20 | 2011-09-26 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2005-01-27 | 2005-07-18 |
| Rep | 就機構融資提供意見 | 2005-01-10 | 2005-07-18 | |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-12-06 |
已採集記錄中暫無金管局登記。