| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2013-07-02 | - |
| Rep | 證券交易 | 2013-07-02 | - | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-10-30 | 2013-05-29 |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2009-10-30 | 2013-05-29 |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-05-29 | 2013-05-29 |
| Rep | 證券交易 | 2007-05-29 | 2013-05-29 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2007-05-29 | 2013-05-29 |
已採集記錄中暫無金管局登記。