| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| New China Capital Management Limited | Rep | 就證券提供意見 | 2017-09-04 | 2019-01-18 |
| Rep | 提供資產管理 | 2017-09-04 | 2019-01-18 | |
| New China Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-11-09 | 2017-07-12 |
| Rep | 提供資產管理 | 2016-11-09 | 2017-07-12 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2014-04-09 | 2016-10-14 |
| Rep | 證券交易 | 2014-04-09 | 2016-10-14 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-04-16 | 2014-04-04 |
| Rep | 證券交易 | 2010-04-16 | 2014-04-04 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2010-04-16 | 2014-04-04 |