| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2019-01-16 | - |
| Rep | 就證券提供意見 | 2019-01-16 | - | |
| Rep | 證券交易 | 2019-01-16 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2019-01-16 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2018-04-03 | 2018-12-14 |
| Rep | 證券交易 | 2018-04-03 | 2018-12-14 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-10-03 | 2018-03-09 |
| Rep | 證券交易 | 2008-10-03 | 2018-03-09 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2008-10-03 | 2018-03-09 |