| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-03-19 | 2022-06-02 |
| BOCI ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2008-10-21 | 2014-06-30 |
| BOCI SECURITIES LIMITED | RO | 就證券提供意見 | 2008-08-21 | 2022-06-02 |
| RO | 證券交易 | 2008-08-21 | 2022-06-02 | |
| Rep | 就證券提供意見 | 2007-09-14 | 2008-08-21 | |
| Rep | 證券交易 | 2007-09-14 | 2008-08-21 |