| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | 期貨合約交易 | 2024-10-07 | - |
| Rep | 證券交易 | 2024-08-20 | - | |
| Rep | 期貨合約交易 | 2024-08-20 | 2024-10-07 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期貨合約提供意見 | 2015-01-27 | 2024-06-04 |
| RO | 期貨合約交易 | 2015-01-27 | 2024-06-04 | |
| Rep | 就期貨合約提供意見 | 2014-08-27 | 2015-01-27 | |
| Rep | 期貨合約交易 | 2014-08-27 | 2015-01-27 | |
| BOCI ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-11-07 | 2012-05-04 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-05-10 | 2012-05-04 |
| Rep | 證券交易 | 2007-05-10 | 2012-05-04 | |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-06-20 | 2007-03-16 |
| Rep | 提供資產管理 | 2005-06-20 | 2007-03-16 |