| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | 就期貨合約提供意見 | 2013-11-22 | 2015-08-09 |
| RO | 期貨合約交易 | 2013-11-22 | 2015-08-09 | |
| Rep | 就期貨合約提供意見 | 2013-10-30 | 2013-11-22 | |
| Rep | 期貨合約交易 | 2013-10-30 | 2013-11-22 | |
| BOCI COMMODITIES & FUTURES LIMITED | RO | 就期貨合約提供意見 | 2012-09-11 | 2012-12-01 |
| RO | 期貨合約交易 | 2012-09-11 | 2012-12-01 | |
| Rep | 就期貨合約提供意見 | 2011-04-11 | 2012-09-11 | |
| Rep | 期貨合約交易 | 2011-04-11 | 2012-09-11 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2009-07-21 | 2011-02-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-07-21 | 2011-02-01 |
| Rep | 證券交易 | 2009-07-21 | 2011-02-01 |