| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | RO | 就證券提供意見 | 2025-10-09 | - |
| RO | 證券交易 | 2025-10-09 | - | |
| BOCI SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2025-08-19 | - |
| RO | 期貨合約交易 | 2025-07-10 | - | |
| Rep | 就期貨合約提供意見 | 2025-07-10 | 2025-08-19 | |
| RO | 就證券提供意見 | 2015-06-16 | - | |
| RO | 證券交易 | 2015-06-16 | - | |
| Rep | 證券交易 | 2012-03-13 | 2015-06-16 | |
| Rep | 期貨合約交易 | 2012-03-13 | 2025-07-10 | |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2004-03-22 | 2015-04-21 |
| China Reserve Securities Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-13 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-13 | |
| Rep | 證券交易 | 2003-04-01 | 2004-01-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-04 |
已採集記錄中暫無金管局登記。