| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-03-30 | - |
| Rep | 期貨合約交易 | 2017-05-05 | - | |
| Rep | 證券交易 | 2017-05-05 | - | |
| Changjiang Corporate Finance (HK) Limited | Rep | 就機構融資提供意見 | 2012-09-03 | 2017-03-26 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2012-04-20 | 2017-03-26 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2012-04-20 | 2017-03-26 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-09-20 | 2011-09-21 |
| Rep | 證券交易 | 2007-09-20 | 2011-09-21 |