| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-03-07 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2022-03-07 | - |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-05-12 | 2014-11-26 |
| Rep | 期貨合約交易 | 2007-10-23 | 2022-01-14 | |
| Rep | 證券交易 | 2007-10-23 | 2022-01-14 |