| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-18 | - |
| Rep | 期貨合約交易 | 2005-10-13 | - | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-12-23 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-04-02 | - |
| CHRISTFUND SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-05 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-05 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-05 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-05 |