| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-02-10 | - |
| Rep | 槓桿式外匯交易 | 2011-08-05 | 2014-11-27 | |
| Rep | 期貨合約交易 | 2010-12-06 | - | |
| Rep | 證券交易 | 2010-12-06 | - | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2008-07-07 | 2010-11-26 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2008-03-20 | 2010-11-26 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2005-11-28 | 2010-11-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2004-11-25 | 2010-11-26 |
已採集記錄中暫無金管局登記。