Chen, Chi Hing 陳志興 Hong Kong SFC License Details (ID 70921)

Chen, Chi Hing 陳志興 Hong Kong SFC License Details (ID 70921)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	就期貨合約提供意見	2019-06-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就證券提供意見	2019-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2019-05-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2019-05-28	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2016-10-28	2019-04-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2016-10-28	2019-04-30
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2015-02-13	2016-09-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2015-02-13	2016-09-16
BOCI SECURITIES LIMITED	Rep	槓桿式外匯交易	2011-05-30	2013-04-12
	Rep	期貨合約交易	2006-01-04	2013-04-12
	Rep	證券交易	2006-01-04	2013-04-12
HSBC BROKING FOREX (ASIA) LIMITED	Rep	槓桿式外匯交易	2005-08-08	2005-10-03
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	期貨合約交易	2005-05-12	2005-10-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2005-05-12	2005-10-03
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	證券交易	2005-05-12	2005-10-03
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	就證券提供意見	2004-05-31	2005-05-03