| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-09-03 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2020-01-24 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-01-24 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-01-08 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-01-08 | - |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2018-05-02 | 2019-11-29 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2018-05-02 | 2019-11-29 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-02-10 | 2018-04-18 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2015-02-10 | 2018-04-18 |
| BOCI SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2011-06-08 | 2014-11-26 |
| Rep | 期貨合約交易 | 2007-09-20 | 2015-02-09 |
| Rep | 證券交易 | 2007-09-20 | 2015-02-09 |