| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-01-12 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2015-01-12 | - |
| Rep | 證券交易 | 2015-01-12 | - | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-10-07 | 2011-01-17 |
| Rep | 證券交易 | 2010-10-07 | 2014-12-30 |
已採集記錄中暫無金管局登記。