| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2009-07-22 | - |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2008-03-04 | 2008-03-04 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2008-03-04 | 2009-07-12 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-25 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-08-25 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-25 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-08-25 | |
| Rep | 證券交易 | 2003-04-01 | 2008-02-01 |