| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2012-09-04 | 2018-05-18 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2011-09-15 | 2012-09-04 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2008-11-13 | 2011-09-15 |
| Rep | 提供資產管理 | 2008-11-13 | 2011-09-15 | |
| AXIOM INVESTMENT MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2007-06-12 | 2008-09-22 |
| Rep | 就證券提供意見 | 2007-06-12 | 2008-09-22 | |
| Rep | 提供資產管理 | 2007-06-12 | 2008-09-22 |