| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-09-07 | 2022-10-31 |
| Rep | 槓桿式外匯交易 | 2012-04-11 | 2014-11-21 | |
| Rep | 期貨合約交易 | 2005-10-13 | 2022-10-31 | |
| BOCI Bullion Company Limited | Rep | 就機構融資提供意見 | - | 2004-05-07 |
| Rep | 就證券提供意見 | - | 2004-05-07 | |
| Rep | 提供資產管理 | - | 2004-05-07 | |
| Rep | 提供自動化交易服務 | - | 2004-05-07 | |
| Rep | 證券交易 | - | 2004-05-07 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2004-01-13 |
| Rep | 提供資產管理 | - | 2004-01-13 | |
| Rep | 期貨合約交易 | - | 2011-01-27 | |
| BOCI SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-12 |
| Rep | 就證券提供意見 | - | 2004-01-12 | |
| Rep | 提供資產管理 | - | 2004-01-12 | |
| Rep | 證券交易 | - | 2022-10-31 |