| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-07-22 | 2012-06-11 |
| Rep | 證券交易 | 2011-07-22 | 2012-06-11 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2010-10-19 | 2011-07-07 |
| Rep | 證券交易 | 2010-10-19 | 2011-07-07 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2009-03-25 | 2010-03-17 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2008-11-13 | 2010-03-17 |