| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-10-14 | 2018-12-18 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-06-23 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-06-23 | 2018-12-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2004-01-29 | 2004-03-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-08-26 |
| Rep | 提供資產管理 | - | 2003-08-26 |
| Rep | 提供自動化交易服務 | - | 2003-08-26 |
| Rep | 期貨合約交易 | - | 2004-03-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-26 |
| Rep | 就證券提供意見 | - | 2003-08-26 |
| Rep | 提供資產管理 | - | 2003-08-26 |
| Rep | 提供自動化交易服務 | - | 2003-08-26 |
| Rep | 證券交易 | - | 2004-03-24 |