| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Avenue Family Office Limited | Rep | 提供資產管理 | 2024-09-19 | - |
| Rep | 證券交易 | 2024-09-19 | - | |
| AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | 提供資產管理 | 2024-09-19 | - |
| Rep | 證券交易 | 2024-09-19 | - | |
| SW Capital Management Limited | RO | 證券交易 | 2024-03-15 | 2024-08-13 |
| RO | 就證券提供意見 | 2022-07-14 | 2024-08-13 | |
| RO | 提供資產管理 | 2022-07-14 | 2024-08-13 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-07-30 | 2022-04-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-06-09 | 2022-04-01 |
| Rep | 證券交易 | 2020-06-09 | 2022-04-01 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-08-29 | 2012-10-05 |
| Rep | 期貨合約交易 | 2011-08-29 | 2012-10-05 | |
| Rep | 證券交易 | 2011-08-29 | 2012-10-05 |
已採集記錄中暫無金管局登記。