| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-02-09 | - |
| Rep | 槓桿式外匯交易 | 2011-09-06 | 2014-11-26 | |
| Rep | 期貨合約交易 | 2009-08-10 | - | |
| Rep | 證券交易 | 2009-08-10 | - | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2007-05-14 | 2009-08-02 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-05-14 | 2009-08-02 |
已採集記錄中暫無金管局登記。