| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BMI Securities Limited | Rep | 證券交易 | 2011-05-19 | 2012-08-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-10-20 | 2011-05-09 |
| Rep | 證券交易 | 2009-10-20 | 2011-05-09 | |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-08-17 | 2009-10-09 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2007-01-04 | 2009-10-09 |