| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited | Rep | 提供資產管理 | 2024-08-21 | - |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-12-18 | 2022-12-02 |
| Rep | 期貨合約交易 | 2011-05-30 | 2022-12-02 | |
| Rep | 槓桿式外匯交易 | 2011-05-12 | 2014-11-26 | |
| Rep | 就證券提供意見 | 2010-02-26 | 2011-11-10 | |
| Rep | 證券交易 | 2010-02-26 | 2022-12-02 |