| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wynson Asset Management Limited | Rep | 就證券提供意見 | 2021-12-03 | 2024-12-12 |
| Rep | 提供資產管理 | 2021-12-03 | 2024-12-12 | |
| EAST PURPLE CAPITAL COMPANY LIMITED | RO | 就證券提供意見 | 2017-06-26 | 2019-03-31 |
| RO | 提供資產管理 | 2017-06-26 | 2019-03-31 | |
| JVSakk Asia Limited | Rep | 證券交易 | 2012-12-31 | 2016-12-21 |
| JVSakk Asset Management Limited | Rep | 提供資產管理 | 2012-01-05 | 2016-12-21 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2008-01-07 | 2011-11-30 |
| Rep | 證券交易 | 2008-01-07 | 2011-11-30 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2006-02-15 | 2007-10-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-02-15 | 2007-10-13 |