| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited | RO | 提供資產管理 | 2021-11-12 | - |
| Rep | 就期貨合約提供意見 | 2017-10-26 | - | |
| Rep | 期貨合約交易 | 2017-10-26 | - | |
| Rep | 提供資產管理 | 2017-10-26 | 2021-11-12 | |
| RO | 就證券提供意見 | 2017-08-01 | - | |
| RO | 證券交易 | 2017-08-01 | - | |
| Rep | 證券交易 | 2016-10-18 | 2017-08-01 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-05-10 | 2011-10-24 |
| Rep | 證券交易 | 2010-05-10 | 2011-10-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-10-09 | 2008-12-10 |
| Rep | 證券交易 | 2008-10-09 | 2008-12-10 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期貨合約交易 | 2007-08-15 | 2008-09-29 |
| Rep | 證券交易 | 2007-08-15 | 2008-09-29 |