| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Transfer Capital Investment Limited | RO | 證券交易 | 2016-11-24 | 2017-05-18 |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2005-10-24 | 2014-07-16 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2004-03-31 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2004-03-31 | 2014-07-16 |